Insurance products and services are offered through Strategies for Retirement, LLC an affiliated company. By contacting Strategies for Retirement, you may be provided information regarding the purchase of insurance products.Guarantees are backed by the financial strength and claims paying ability of the issuing insurance company. Investment advisory services offered through Foundations Investment Advisors, LLC, an SEC registered investment adviser.
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Foundations Investment Advisors, LLC
Privacy Policy
Investment Advisers are required by law to inform their clients of their policies regarding privacy of
client information. We are bound by professional standards of confidentiality that are even more
stringent than those required by law. This notice is being provided to you in accordance with the
Securities and Exchange Commission’s rule regarding the privacy of consumer financial information
(“Regulation S-P”). Please take the time to read and understand the privacy policies and procedures
that we have implemented to safeguard your nonpublic personal information.
INFORMATION WE COLLECT
Foundations Investment Advisors, LLC (FOUNDATIONS) must collect certain personally identifiable
financial information about its customers to provide financial services and products. The personally
identifiable financial information that we gather during the normal course of doing business with you
may include:
• information we receive from you on applications or other forms;
• information about your transactions with us, our affiliates, or others;
• information we receive from a consumer reporting agency.
INFORMATION WE DISCLOSE
We do not disclose any nonpublic personal information about our customers or former customers to
anyone, except as permitted or required by law, or as necessary to provide services to you. In
accordance with Section 248.13 of Regulation S-P, we may disclose all of the information we collect,
as described above, to certain non-affiliated third-parties such as our attorneys, accountants,
auditors, to certain affiliated third-parties in order to provide services or products to you, and to
persons or entities that are assessing our compliance with industry standards. We enter into
contractual agreements with all non-affiliated third-parties that prohibit such third-parties from
disclosing or using the information other than to carry out the purposes for which we disclose the
information.
CONFIDENTIALITY AND SECURITY
We restrict access to nonpublic personal information about you to those Employees who need to
know that information to provide financial products or services to you. We maintain physical,
electronic, and procedural safeguards that comply with federal standards to guard your nonpublic
personal information.
ACCURACY
FOUNDATIONS strives to maintain accurate personal information in our client files at all times.
However, as personal situations, facts and data change over time; we encourage our clients to provide
feedback and updated information to help us meet our goals.
Foundations Investment Advisors, LLC
